Securities Exam Prep (FINRA)
Call to Enroll
(817) 235-8019
(817) 261-3108
(214) 415-7956
Facsimile
(866) 436-7513
Securities Exam Prep Class Schedule
9:00 a.m. - 5:00 p.m.
Series 6
  • The Series 6 qualifies you for the
    solicitation, purchase and sale of
    investment company products (mutual
    funds) and variable contracts.
    - Three day class Cost $250.00

Series 63
  • The Series 63 license qualifies you as a
    securities agent; that is; you can effect
    securities transactions for clients.
    - One day class Cost $100.00

Series 7
  • The Series 7 license qualifies you for the
    solicitation, purchase, and/or sale of all
    securities products, including corporate,
    municipal, and municipal fund securities,
    as well as options, direct participation
    programs, investment company
    products, and variable contracts.
    - Five day class Cost $400.00

Series 62
  • The Series 62 license qualifies you for
    the solicitation, purchase, and/or sale of
    corporate securities, including corporate,
    investment company products, and
    variable products.
    - Four day class Cost $300.00

Series 65
  • NASAA Uniform Investment Advisor Law
    Exam
  • The Series 65 license qualifies you as an
    investment advisor representative; it
    covers information necessary to provide
    investment advice to clients.
    - Three day class Cost $300.00

Series 66
  • The Series 66 license qualifies you as
    both a securities agent and as an
    investment advisor representative.
    - Two day class Cost $200.00


Series 24
  • The Series 24 will provide an individual
    with the qualifications necessary to
    become a principal who supervises and
    manages a firm's activities.
    - Two day class Cost $200.00


Series 26
  • The Series 26 will provide an individual
    with the qualifications necessary to
    become a principal who supervises
    registered representatives who sell
    investment company products and
    variable contracts.
    - Two day class Cost $200.00

Series 4, 9, 10, 51 and 53
  • These Series are available upon request.
  • Minimum of ten paid enrollments for a
    special class.
  • Huge discounts for classes of eleven or
    more.
Dates: